Compliance’s Role in Preventing—and Defeating—Regulatory Actions
In this legal and regulatory climate, direct sellers must start thinking about the evidence they need to prevent and defeat improper claims and pyramid scheme allegations long before receiving a CID or being served with a lawsuit.
That evidence largely comes from your compliance team.
For instance, have you considered the quality of the data that your compliance department keeps to demonstrate that it operates within the law? What about the story that your records will show regarding your compliance team and its empirical enforcement efforts?
During this session, our experienced and well-versed panel members will provide practical advice about how to start asking these questions and what to do depending upon the answers.